SEC Rule 17b Disclosure
The SmallCap Network is committed to providing our readers with useful information on publicly traded companies. The SmallCap Network sometimes contracts with third parties or publicly traded companies and receives compensation from them in the form of cash and sometimes restricted securities as payment for publishing information and opinions about the company and the trading market for their securities. Principals of the SmallCap Network may also purchase or sell securities of the companies in the open market from time to time. The positions that the SmallCap Network or its principals maintain in securities of the companies are disclosed within and should be considered when making an investment decision regarding companies mentioned on SmallCap Network. SmallCap Network may be deemed to have a conflict of interest between its open market activity and positions in these securities and the timing of and opinions expressed in its publications concerning these companies. The publications should not be considered to be independent publications concerning the company.
Many statements and opinions expressed herein are those of the editors and staff of SmallCap Network and are subject to change without notice. The site and its newsletter maintains editorial control over its publications and the companies profiled therein do not have any editorial rights concerning the information published about them. No information contained in our website, e-mail communications or our publications should be considered as a solicitation to purchase or sell any of the securities mentioned. SmallCap Network, its principals or employees are not registered investment advisors or a registered securities broker dealer. We do not undertake or represent to make investment recommendations or to give advice pertaining to the purchase or sale of the securities mentioned in our web site, e-mail communications or publications. While we believe all sources of information provided by us and contained in our publication to be accurate and reliable, we cannot and do not guarantee the accuracy of information we received from third parties. Furthermore, SmallCap Network has not independently verified such information provided within our publication.
SmallCap Network also employs contributors to help us manage and moderate our growing community. Their primary purpose is to keep our forum running smoothly and informatively for the benefit of its Members. They perform a variety of tasks, including acting as virtual liaisons and publishing information and opinions on select public companies or on behalf of certain third parties who have hired SmallCap Network for various market awareness services. These contributors also contribute to the various discussions throughout our community. They are free to contribute, or not contribute, as they see fit.
Some SmallCap Network Contributors may have investments in the stocks they discuss. All SmallCap Network employees and contractors — are required to publicly disclose their current individual stock holdings at the end of an article they’ve written and in the appropriate area when referencing or discussing a stock they own.
It is also important to note, the SmallCap Network is not registered as a securities broker-dealer or an investment adviser either with the U.S. Securities and Exchange Commission or with any state securities regulatory authority. All statements and opinions expressed herein are those of the editors and contributors of SmallCap Network and are subject to change without notice. The SmallCap Network maintains editorial control over its publications and the companies profiled therein do not have any editorial rights concerning the information published about them. A profile, description, or other mention of a company at SmallCap Network is neither an offer nor solicitation of an offer to buy or sell any securities mentioned. While we believe all sources of information provided by us and contained in our publication to be accurate and reliable, we cannot and do not guarantee the accuracy of information we received from third parties. Furthermore, SmallCap Network has not independently verified such information provided within our publication.
READERS ARE ENCOURAGED TO DO THEIR OWN DUE DILIGENCE BEFORE INVESTING IN ANY SECURITIES MENTIONED AT SMALLCAPNETWORK OR WITHIN ANY OF ITS PUBLICATIONS. INVESTING IN SECURITIES IS SPECULATIVE AND CARRIES A HIGH DEGREE OF RISK.
We encourage our readers to invest carefully and read the investor information available at the web sites of the Securities and Exchange Commission (“SEC”) at http://www.sec.gov and/or the National Association of Securities Dealers (“NASD”) at http://www.finra.org. We also recommend that you read the SEC advisory to investors concerning Internet Stock Fraud, which can be found at: https://www.sec.gov/reportspubs/investor-publications/investorpubscyberfraudhtm.html. Readers can review all public filings by companies at the SEC’s EDGAR page. The SEC has published information on how to https://www.sec.gov/investor/pubs/tenthingstoconsider.htm at its web site.
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